{"hits":{"total":1,"hits":[{"_type":"_doc","_source":{"content":"{\"basicInformation\": {\"individualId\": 2195724, \"firstName\": \"JNAN\", \"middleName\": \"RANJAN\", \"lastName\": \"BASU\", \"otherNames\": [\"RON  BASU\"], \"bcScope\": \"Active\", \"iaScope\": \"Active\", \"daysInIndustryCalculatedDate\": \"1/5/1992\"}, \"currentEmployments\": [{\"firmId\": 149777, \"firmName\": \"MORGAN STANLEY\", \"iaOnly\": \"N\", \"registrationBeginDate\": \"6/1/2009\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\", \"iaSECNumber\": \"70103\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"68191\", \"branchOfficeLocations\": [{\"displayOrder\": 1, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"branchOfficeId\": \"409214\", \"street1\": \"55 East 52nd Street\", \"street2\": \"28th Floor\", \"city\": \"New York\", \"cityAlias\": [\"MANHATTAN\", \"NEW YORK\", \"NEW YORK CITY\", \"NY\", \"NY CITY\", \"NYC\"], \"state\": \"NY\", \"country\": \"United States\", \"zipCode\": \"10055\", \"latitude\": \"40.7579\", \"longitude\": \"-73.9743\", \"geoLocation\": \"40.7579,-73.9743\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"10/01/2016\"}, {\"displayOrder\": 2, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"branchOfficeId\": \"408841\", \"street1\": \"200 South Biscayne Boulevard\", \"street2\": \"Suite 1100\", \"city\": \"Miami\", \"cityAlias\": [\"MIAMI\"], \"state\": \"FL\", \"country\": \"United States\", \"zipCode\": \"33131\", \"latitude\": \"25.765482\", \"longitude\": \"-80.188406\", \"geoLocation\": \"25.765482,-80.188406\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"10/31/2025\"}]}], \"currentIAEmployments\": [{\"firmId\": 149777, \"firmName\": \"MORGAN STANLEY\", \"iaOnly\": \"Y\", \"registrationBeginDate\": \"6/1/2009\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\", \"iaSECNumber\": \"70103\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"68191\", \"branchOfficeLocations\": [{\"displayOrder\": 1, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"branchOfficeId\": \"409214\", \"street1\": \"55 East 52nd Street\", \"street2\": \"28th Floor\", \"city\": \"New York\", \"cityAlias\": [\"MANHATTAN\", \"NEW YORK\", \"NEW YORK CITY\", \"NY\", \"NY CITY\", \"NYC\"], \"state\": \"NY\", \"country\": \"United States\", \"zipCode\": \"10055\", \"latitude\": \"40.7579\", \"longitude\": \"-73.9743\", \"geoLocation\": \"40.7579,-73.9743\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"10/01/2016\"}, {\"displayOrder\": 2, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"branchOfficeId\": \"408841\", \"street1\": \"200 South Biscayne Boulevard\", \"street2\": \"Suite 1100\", \"city\": \"Miami\", \"cityAlias\": [\"MIAMI\"], \"state\": \"FL\", \"country\": \"United States\", \"zipCode\": \"33131\", \"latitude\": \"25.765482\", \"longitude\": \"-80.188406\", \"geoLocation\": \"25.765482,-80.188406\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"10/31/2025\"}]}], \"previousEmployments\": [{\"iaOnly\": \"N\", \"bdSECNumber\": \"15869\", \"firmId\": 8209, \"firmName\": \"MORGAN STANLEY & CO. INCORPORATED\", \"city\": \"NEW YORK\", \"state\": \"NY\", \"registrationBeginDate\": \"5/16/2008\", \"registrationEndDate\": \"6/1/2009\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"NOTINSCOPE\"}, {\"iaOnly\": \"N\", \"bdSECNumber\": \"12324\", \"firmId\": 7506, \"firmName\": \"LEHMAN BROTHERS INC.\", \"city\": \"NEW YORK\", \"state\": \"NY\", \"registrationBeginDate\": \"9/19/2000\", \"registrationEndDate\": \"5/28/2008\", \"firmBCScope\": \"INACTIVE\", \"firmIAScope\": \"NOTINSCOPE\"}, {\"iaOnly\": \"N\", \"bdSECNumber\": \"22651\", \"firmId\": 7654, \"firmName\": \"UBS WARBURG LLC\", \"city\": \"NEW YORK\", \"state\": \"NY\", \"country\": \"UNITED STATES\", \"registrationBeginDate\": \"7/23/1998\", \"registrationEndDate\": \"9/22/2000\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"NOTINSCOPE\"}, {\"iaOnly\": \"N\", \"bdSECNumber\": \"17574\", \"firmId\": 7560, \"firmName\": \"DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION\", \"city\": \"JERSEY CITY\", \"state\": \"NJ\", \"country\": \"UNITED STATES\", \"registrationBeginDate\": \"2/9/1995\", \"registrationEndDate\": \"8/5/1998\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"NOTINSCOPE\"}, {\"iaOnly\": \"N\", \"iaSECNumber\": \"7163\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"16267\", \"firmId\": 8174, \"firmName\": \"PAINEWEBBER INCORPORATED\", \"city\": \"WEEHAWKEN\", \"state\": \"NJ\", \"country\": \"UNITED STATES\", \"registrationBeginDate\": \"1/28/1995\", \"registrationEndDate\": \"4/12/1995\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\"}, {\"iaOnly\": \"N\", \"bdSECNumber\": \"4831\", \"firmId\": 7613, \"firmName\": \"KIDDER, PEABODY & CO. INCORPORATED\", \"city\": \"NEW YORK\", \"state\": \"NY\", \"country\": \"United States\", \"registrationBeginDate\": \"11/12/1993\", \"registrationEndDate\": \"1/28/1995\", \"firmBCScope\": \"INACTIVE\", \"firmIAScope\": \"NOTINSCOPE\"}, {\"iaOnly\": \"N\", \"iaSECNumber\": \"3387\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"8177\", \"firmId\": 7059, \"firmName\": \"SMITH BARNEY SHEARSON INC.\", \"city\": \"NEW YORK\", \"state\": \"NY\", \"country\": \"UNITED STATES\", \"registrationBeginDate\": \"1/6/1992\", \"registrationEndDate\": \"11/30/1993\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\"}], \"previousIAEmployments\": [{\"iaOnly\": \"Y\", \"bdSECNumber\": \"15869\", \"firmId\": 8209, \"firmName\": \"MORGAN STANLEY & CO. INCORPORATED\", \"city\": \"NEW YORK\", \"state\": \"NY\", \"country\": \"United States\", \"registrationBeginDate\": \"5/16/2008\", \"registrationEndDate\": \"6/1/2009\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"NOTINSCOPE\"}, {\"iaOnly\": \"Y\", \"bdSECNumber\": \"12324\", \"firmId\": 7506, \"firmName\": \"LEHMAN BROTHERS INC.\", \"city\": \"NEW YORK\", \"state\": \"NY\", \"country\": \"United States\", \"registrationBeginDate\": \"2/14/2008\", \"registrationEndDate\": \"5/28/2008\", \"firmBCScope\": \"INACTIVE\", \"firmIAScope\": \"NOTINSCOPE\"}], \"disclosureFlag\": \"N\", \"iaDisclosureFlag\": \"N\", \"disclosures\": [], \"examsCount\": {\"stateExamCount\": 2, \"principalExamCount\": 0, \"productExamCount\": 3}, \"stateExamCategory\": [{\"examCategory\": \"Series 65\", \"examName\": \"Uniform Investment Adviser Law Examination\", \"examTakenDate\": \"8/2/1993\", \"examScope\": \"IA\"}, {\"examCategory\": \"Series 63\", \"examName\": \"Uniform Securities Agent State Law Examination\", \"examTakenDate\": \"1/16/1992\", \"examScope\": \"BC\"}], \"principalExamCategory\": [], \"productExamCategory\": [{\"examCategory\": \"Series 79TO\", \"examName\": \"Investment Banking Registered Representative Examination\", \"examTakenDate\": \"1/2/2023\", \"examScope\": \"BC\"}, {\"examCategory\": \"SIE\", \"examName\": \"Securities Industry Essentials Examination\", \"examTakenDate\": \"10/1/2018\", \"examScope\": \"BC\"}, {\"examCategory\": \"Series 7\", \"examName\": \"General Securities Representative Examination\", \"examTakenDate\": \"12/24/1991\", \"examScope\": \"BC\"}], \"registrationCount\": {\"approvedSRORegistrationCount\": 4, \"approvedFinraRegistrationCount\": 1, \"approvedStateRegistrationCount\": 53, \"approvedIAStateRegistrationCount\": 4}, \"registeredStates\": [{\"state\": \"Alabama\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/10/2019\"}, {\"state\": \"Alaska\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2021\"}, {\"state\": \"Arizona\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Arkansas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/23/2018\"}, {\"state\": \"California\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Colorado\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Connecticut\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Delaware\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"District of Columbia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Florida\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Florida\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"12/2/2020\"}, {\"state\": \"Georgia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Hawaii\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2021\"}, {\"state\": \"Idaho\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Illinois\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Indiana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Iowa\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Kansas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/27/2019\"}, {\"state\": \"Kentucky\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/10/2019\"}, {\"state\": \"Louisiana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2021\"}, {\"state\": \"Maine\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Maryland\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Massachusetts\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Michigan\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Minnesota\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Mississippi\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/8/2016\"}, {\"state\": \"Missouri\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/1/2019\"}, {\"state\": \"Montana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/11/2020\"}, {\"state\": \"Nebraska\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2021\"}, {\"state\": \"Nevada\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"New Hampshire\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"11/13/2017\"}, {\"state\": \"New Jersey\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"New Jersey\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"New Mexico\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/10/2019\"}, {\"state\": \"New York\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"New York\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"6/16/2021\"}, {\"state\": \"North Carolina\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"North Dakota\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2021\"}, {\"state\": \"Ohio\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Oklahoma\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Oregon\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/21/2019\"}, {\"state\": \"Pennsylvania\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Puerto Rico\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Rhode Island\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"1/2/2018\"}, {\"state\": \"South Carolina\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"South Dakota\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/10/2019\"}, {\"state\": \"Tennessee\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Texas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Texas\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Utah\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Vermont\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}, {\"state\": \"Virgin Islands\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/22/2014\"}, {\"state\": \"Virginia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"2/6/2014\"}, {\"state\": \"Washington\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"2/6/2015\"}, {\"state\": \"West Virginia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2021\"}, {\"state\": \"Wisconsin\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2021\"}, {\"state\": \"Wyoming\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/1/2009\"}], \"registeredSROs\": [{\"sro\": \"FINRA\", \"status\": \"APPROVED\", \"CategoriesList\": [\"Full Registration/General Securities Representative\", \"Investment Banking Representative\"]}, {\"sro\": \"NYSE American LLC\", \"status\": \"APPROVED\"}, {\"sro\": \"Nasdaq Stock Market\", \"status\": \"APPROVED\"}, {\"sro\": \"New York Stock Exchange\", \"status\": \"APPROVED\"}], \"brokerDetails\": {\"hasBCComments\": \"N\", \"hasIAComments\": \"N\", \"legacyReportStatusDescription\": \"Not Requested\"}}"}}]}}