{"hits":{"total":1,"hits":[{"_type":"_doc","_source":{"content":"{\"basicInformation\": {\"individualId\": 4563160, \"firstName\": \"CHRISTOPHER\", \"middleName\": \"MICHAEL\", \"lastName\": \"LAZOS\", \"otherNames\": [], \"bcScope\": \"Active\", \"iaScope\": \"Active\", \"daysInIndustryCalculatedDate\": \"7/30/2002\"}, \"currentEmployments\": [{\"firmId\": 249, \"firmName\": \"OPPENHEIMER & CO. INC.\", \"iaOnly\": \"N\", \"registrationBeginDate\": \"5/21/2008\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\", \"iaSECNumber\": \"887\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"4077\", \"branchOfficeLocations\": [{\"displayOrder\": 2, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"Y\", \"branchOfficeId\": \"779794\", \"city\": \"DORADO\", \"cityAlias\": [\"BO ARENAL\", \"BO HIGUILLAR\", \"BO SALDINERA\", \"BOSQUE DORADO\", \"BRIGHTON COUNTRY CLUB\", \"CHALETS DE DORADO\", \"COMUNIDAD ARENALES\", \"COMUNIDAD ARENALES II\", \"DORADO\", \"HACIENDA MI QUERIDO VIEJO\", \"JARD DE DORADO\", \"JARD DORADO\", \"PARC EL COTTO\", \"PARC MAMEYAL\", \"PARC SAN ANTONIO\", \"PASEO DEL MAR\", \"PASEO DEL SOL\", \"PASEO LAS OLAS\", \"PASEO LAS PALMAS\", \"PASEO LOS CORALES\", \"PASEO LOS CORALES II\", \"PASEO REAL\", \"QTAS DE DORADO\", \"RITZ CARLTON RESERVE\", \"SECT LA ALDEA\", \"URB COSTA DE ORO\", \"URB DORADO COUNTRY ESTS\", \"URB DORADO DEL MAR\", \"URB DORADO REEF\", \"URB DORAVILLE\", \"URB GABLES BREEZE\", \"URB GOLDEN HLS\", \"URB ISLA DE LAS FLORES\", \"URB ISLA NORTE\", \"URB LAGUNA 1\", \"URB LAGUNA 2\", \"URB LOS MONTES\", \"URB LOS PRADOS NORTE\", \"URB LOS PRADOS SUR\", \"URB MARTORELL\", \"URB MIRAFLORES\", \"URB MOLINOS DEL RIO\", \"URB MONTE BELLO\", \"URB MONTE ELENA\", \"URB MONTE MAYOR\", \"URB MONTE VERDE\", \"URB MONTELINDO\", \"URB MONTEREAL\", \"URB PAISAJES DE DORADO\", \"URB PALMAR DORADO NORTE\", \"URB PALMAR DORADO SUR\", \"URB SABANERA DORADO\", \"URB SANTA BARBARA\", \"URB THE CLUSTERS\", \"URB THE ESTATES\", \"URB THE ISLES\", \"VALLE DORADO\", \"VILLA 2000\", \"VILLA PLATA\", \"VILLA SANTA\", \"VILLA SANTA II\"], \"state\": \"PR\", \"country\": \"United States\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"02/11/2022\"}, {\"displayOrder\": 3, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"branchOfficeId\": \"798928\", \"street1\": \"895 CALLETERA 693\", \"street2\": \"SUITE 104\", \"city\": \"DORADO\", \"cityAlias\": [\"BO ARENAL\", \"BO HIGUILLAR\", \"BO SALDINERA\", \"BOSQUE DORADO\", \"BRIGHTON COUNTRY CLUB\", \"CHALETS DE DORADO\", \"COMUNIDAD ARENALES\", \"COMUNIDAD ARENALES II\", \"DORADO\", \"HACIENDA MI QUERIDO VIEJO\", \"JARD DE DORADO\", \"JARD DORADO\", \"PARC EL COTTO\", \"PARC MAMEYAL\", \"PARC SAN ANTONIO\", \"PASEO DEL MAR\", \"PASEO DEL SOL\", \"PASEO LAS OLAS\", \"PASEO LAS PALMAS\", \"PASEO LOS CORALES\", \"PASEO LOS CORALES II\", \"PASEO REAL\", \"QTAS DE DORADO\", \"RITZ CARLTON RESERVE\", \"SECT LA ALDEA\", \"URB COSTA DE ORO\", \"URB DORADO COUNTRY ESTS\", \"URB DORADO DEL MAR\", \"URB DORADO REEF\", \"URB DORAVILLE\", \"URB GABLES BREEZE\", \"URB GOLDEN HLS\", \"URB ISLA DE LAS FLORES\", \"URB ISLA NORTE\", \"URB LAGUNA 1\", \"URB LAGUNA 2\", \"URB LOS MONTES\", \"URB LOS PRADOS NORTE\", \"URB LOS PRADOS SUR\", \"URB MARTORELL\", \"URB MIRAFLORES\", \"URB MOLINOS DEL RIO\", \"URB MONTE BELLO\", \"URB MONTE ELENA\", \"URB MONTE MAYOR\", \"URB MONTE VERDE\", \"URB MONTELINDO\", \"URB MONTEREAL\", \"URB PAISAJES DE DORADO\", \"URB PALMAR DORADO NORTE\", \"URB PALMAR DORADO SUR\", \"URB SABANERA DORADO\", \"URB SANTA BARBARA\", \"URB THE CLUSTERS\", \"URB THE ESTATES\", \"URB THE ISLES\", \"VALLE DORADO\", \"VILLA 2000\", \"VILLA PLATA\", \"VILLA SANTA\", \"VILLA SANTA II\"], \"state\": \"PR\", \"country\": \"United States\", \"zipCode\": \"00646\", \"latitude\": \"18.459098\", \"longitude\": \"-66.272418\", \"geoLocation\": \"18.459098,-66.272418\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"10/20/2022\"}]}], \"currentIAEmployments\": [{\"firmId\": 249, \"firmName\": \"OPPENHEIMER & CO. INC.\", \"iaOnly\": \"Y\", \"registrationBeginDate\": \"10/26/2009\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\", \"iaSECNumber\": \"887\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"4077\", \"branchOfficeLocations\": [{\"displayOrder\": 2, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"Y\", \"branchOfficeId\": \"779794\", \"city\": \"DORADO\", \"state\": \"PR\", \"country\": \"United States\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"02/11/2022\"}, {\"displayOrder\": 3, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"branchOfficeId\": \"798928\", \"street1\": \"895 CALLETERA 693\", \"street2\": \"SUITE 104\", \"city\": \"DORADO\", \"cityAlias\": [\"BO ARENAL\", \"BO HIGUILLAR\", \"BO SALDINERA\", \"BOSQUE DORADO\", \"BRIGHTON COUNTRY CLUB\", \"CHALETS DE DORADO\", \"COMUNIDAD ARENALES\", \"COMUNIDAD ARENALES II\", \"DORADO\", \"HACIENDA MI QUERIDO VIEJO\", \"JARD DE DORADO\", \"JARD DORADO\", \"PARC EL COTTO\", \"PARC MAMEYAL\", \"PARC SAN ANTONIO\", \"PASEO DEL MAR\", \"PASEO DEL SOL\", \"PASEO LAS OLAS\", \"PASEO LAS PALMAS\", \"PASEO LOS CORALES\", \"PASEO LOS CORALES II\", \"PASEO REAL\", \"QTAS DE DORADO\", \"RITZ CARLTON RESERVE\", \"SECT LA ALDEA\", \"URB COSTA DE ORO\", \"URB DORADO COUNTRY ESTS\", \"URB DORADO DEL MAR\", \"URB DORADO REEF\", \"URB DORAVILLE\", \"URB GABLES BREEZE\", \"URB GOLDEN HLS\", \"URB ISLA DE LAS FLORES\", \"URB ISLA NORTE\", \"URB LAGUNA 1\", \"URB LAGUNA 2\", \"URB LOS MONTES\", \"URB LOS PRADOS NORTE\", \"URB LOS PRADOS SUR\", \"URB MARTORELL\", \"URB MIRAFLORES\", \"URB MOLINOS DEL RIO\", \"URB MONTE BELLO\", \"URB MONTE ELENA\", \"URB MONTE MAYOR\", \"URB MONTE VERDE\", \"URB MONTELINDO\", \"URB MONTEREAL\", \"URB PAISAJES DE DORADO\", \"URB PALMAR DORADO NORTE\", \"URB PALMAR DORADO SUR\", \"URB SABANERA DORADO\", \"URB SANTA BARBARA\", \"URB THE CLUSTERS\", \"URB THE ESTATES\", \"URB THE ISLES\", \"VALLE DORADO\", \"VILLA 2000\", \"VILLA PLATA\", \"VILLA SANTA\", \"VILLA SANTA II\"], \"state\": \"PR\", \"country\": \"United States\", \"zipCode\": \"00646\", \"latitude\": \"18.459098\", \"longitude\": \"-66.272418\", \"geoLocation\": \"18.459098,-66.272418\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"10/20/2022\"}]}], \"previousEmployments\": [{\"iaOnly\": \"N\", \"bdSECNumber\": \"65337\", \"firmId\": 120708, \"firmName\": \"MAXIM GROUP LLC\", \"city\": \"NEW YORK\", \"state\": \"NY\", \"registrationBeginDate\": \"4/12/2005\", \"registrationEndDate\": \"5/22/2008\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"NOTINSCOPE\"}, {\"iaOnly\": \"N\", \"bdSECNumber\": \"53346\", \"firmId\": 113525, \"firmName\": \"EHRENKRANTZ KING NUSSBAUM, INC.\", \"city\": \"MELVILLE\", \"state\": \"NY\", \"country\": \"USA\", \"registrationBeginDate\": \"7/31/2002\", \"registrationEndDate\": \"5/5/2005\", \"firmBCScope\": \"INACTIVE\", \"firmIAScope\": \"NOTINSCOPE\", \"expelledDate\": \"10/12/2012\"}], \"previousIAEmployments\": [], \"disclosureFlag\": \"N\", \"iaDisclosureFlag\": \"N\", \"disclosures\": [], \"examsCount\": {\"stateExamCount\": 2, \"principalExamCount\": 1, \"productExamCount\": 3}, \"stateExamCategory\": [{\"examCategory\": \"Series 65\", \"examName\": \"Uniform Investment Adviser Law Examination\", \"examTakenDate\": \"4/25/2008\", \"examScope\": \"IA\"}, {\"examCategory\": \"Series 63\", \"examName\": \"Uniform Securities Agent State Law Examination\", \"examTakenDate\": \"8/12/2002\", \"examScope\": \"BC\"}], \"principalExamCategory\": [{\"examCategory\": \"Series 9\", \"examName\": \"General Securities Sales Supervisor - Options Module Examination\", \"examTakenDate\": \"6/10/2015\", \"examScope\": \"BC\"}], \"productExamCategory\": [{\"examCategory\": \"Series 99TO\", \"examName\": \"Operations Professional Examination\", \"examTakenDate\": \"10/1/2024\", \"examScope\": \"BC\"}, {\"examCategory\": \"SIE\", \"examName\": \"Securities Industry Essentials Examination\", \"examTakenDate\": \"10/1/2018\", \"examScope\": \"BC\"}, {\"examCategory\": \"Series 7\", \"examName\": \"General Securities Representative Examination\", \"examTakenDate\": \"7/30/2002\", \"examScope\": \"BC\"}], \"registrationCount\": {\"approvedSRORegistrationCount\": 9, \"approvedFinraRegistrationCount\": 1, \"approvedStateRegistrationCount\": 39, \"approvedIAStateRegistrationCount\": 4}, \"registeredStates\": [{\"state\": \"Alabama\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/21/2023\"}, {\"state\": \"Arizona\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/28/2021\"}, {\"state\": \"Arkansas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/5/2018\"}, {\"state\": \"California\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/21/2008\"}, {\"state\": \"Colorado\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/18/2019\"}, {\"state\": \"Connecticut\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"11/6/2008\"}, {\"state\": \"Delaware\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"4/25/2017\"}, {\"state\": \"Florida\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/21/2008\"}, {\"state\": \"Georgia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"11/6/2008\"}, {\"state\": \"Illinois\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/21/2008\"}, {\"state\": \"Indiana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/16/2009\"}, {\"state\": \"Iowa\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/21/2008\"}, {\"state\": \"Kansas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/21/2008\"}, {\"state\": \"Kentucky\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/17/2022\"}, {\"state\": \"Louisiana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/16/2021\"}, {\"state\": \"Maine\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"2/3/2017\"}, {\"state\": \"Maryland\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"1/9/2009\"}, {\"state\": \"Massachusetts\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"4/12/2021\"}, {\"state\": \"Michigan\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"1/16/2026\"}, {\"state\": \"Minnesota\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"2/10/2020\"}, {\"state\": \"Missouri\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/21/2008\"}, {\"state\": \"Nevada\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"8/3/2021\"}, {\"state\": \"New Hampshire\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/29/2008\"}, {\"state\": \"New Jersey\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"1/12/2009\"}, {\"state\": \"New Jersey\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"10/26/2009\"}, {\"state\": \"New York\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/21/2008\"}, {\"state\": \"New York\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"4/7/2021\"}, {\"state\": \"North Carolina\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/21/2008\"}, {\"state\": \"Ohio\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/21/2008\"}, {\"state\": \"Oklahoma\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"2/1/2021\"}, {\"state\": \"Pennsylvania\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/21/2008\"}, {\"state\": \"Puerto Rico\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"11/20/2020\"}, {\"state\": \"Puerto Rico\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"3/9/2021\"}, {\"state\": \"Rhode Island\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/23/2026\"}, {\"state\": \"South Carolina\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/11/2025\"}, {\"state\": \"Tennessee\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/24/2020\"}, {\"state\": \"Texas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/21/2008\"}, {\"state\": \"Texas\", \"regScope\": \"IA\", \"status\": \"APPROVED_RES\", \"regDate\": \"5/17/2017\"}, {\"state\": \"Utah\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/13/2023\"}, {\"state\": \"Virginia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/24/2011\"}, {\"state\": \"Washington\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/26/2020\"}, {\"state\": \"Wisconsin\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"2/4/2010\"}, {\"state\": \"Wyoming\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"11/22/2023\"}], \"registeredSROs\": [{\"sro\": \"Cboe Exchange, Inc.\", \"status\": \"APPROVED\"}, {\"sro\": \"FINRA\", \"status\": \"APPROVED\", \"CategoriesList\": [\"Full Registration/General Securities Representative\", \"Operations Professional\"]}, {\"sro\": \"NYSE American LLC\", \"status\": \"APPROVED\"}, {\"sro\": \"NYSE Arca, Inc.\", \"status\": \"APPROVED\"}, {\"sro\": \"NYSE Texas, Inc.\", \"status\": \"APPROVED\"}, {\"sro\": \"Nasdaq ISE, LLC\", \"status\": \"APPROVED\"}, {\"sro\": \"Nasdaq PHLX LLC\", \"status\": \"APPROVED\"}, {\"sro\": \"Nasdaq Stock Market\", \"status\": \"APPROVED\"}, {\"sro\": \"New York Stock Exchange\", \"status\": \"APPROVED\"}], \"brokerDetails\": {\"hasBCComments\": \"N\", \"hasIAComments\": \"N\", \"legacyReportStatusDescription\": \"Not Requested\"}}"}}]}}