{"hits":{"total":1,"hits":[{"_type":"_doc","_source":{"content":"{\"basicInformation\": {\"individualId\": 4801247, \"firstName\": \"Sean\", \"middleName\": \"William\", \"lastName\": \"Kelton\", \"otherNames\": [\"SEAN W KELTON\", \"Sean  Kelton\"], \"bcScope\": \"Active\", \"iaScope\": \"Active\", \"daysInIndustryCalculatedDate\": \"11/28/2017\"}, \"currentEmployments\": [{\"firmId\": 6694, \"firmName\": \"RAYMOND JAMES FINANCIAL SERVICES, INC.\", \"iaOnly\": \"N\", \"registrationBeginDate\": \"9/3/2019\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"NOTINSCOPE\", \"bdSECNumber\": \"17983\", \"branchOfficeLocations\": [{\"displayOrder\": 1, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"branchOfficeId\": \"721213\", \"street1\": \"11 SUNSET DRIVE\", \"city\": \"LATHAM\", \"cityAlias\": [\"LATHAM\", \"NEWTONVILLE\", \"VERDOY\"], \"state\": \"NY\", \"country\": \"United States\", \"zipCode\": \"12110\", \"latitude\": \"42.75534\", \"longitude\": \"-73.780868\", \"geoLocation\": \"42.75534,-73.780868\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"09/03/2019\"}]}], \"currentIAEmployments\": [{\"firmId\": 149018, \"firmName\": \"RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC\", \"iaOnly\": \"Y\", \"registrationBeginDate\": \"9/5/2019\", \"firmBCScope\": \"NOTINSCOPE\", \"firmIAScope\": \"ACTIVE\", \"iaSECNumber\": \"69815\", \"iaSECNumberType\": \"801\", \"branchOfficeLocations\": [{\"displayOrder\": 1, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"street1\": \"11 SUNSET DRIVE\", \"city\": \"LATHAM\", \"cityAlias\": [\"LATHAM\", \"NEWTONVILLE\", \"VERDOY\"], \"state\": \"NY\", \"country\": \"United States\", \"zipCode\": \"12110\", \"latitude\": \"42.75534\", \"longitude\": \"-73.780868\", \"geoLocation\": \"42.75534,-73.780868\", \"nonRegisteredOfficeFlag\": \"Y\", \"elaBeginDate\": \"09/03/2019\"}]}], \"previousEmployments\": [{\"iaOnly\": \"N\", \"iaSECNumber\": \"8095\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"14088\", \"firmId\": 2881, \"firmName\": \"NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC\", \"city\": \"Latham\", \"state\": \"NY\", \"registrationBeginDate\": \"11/29/2017\", \"registrationEndDate\": \"9/27/2019\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\"}], \"previousIAEmployments\": [{\"iaOnly\": \"Y\", \"iaSECNumber\": \"8095\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"14088\", \"firmId\": 2881, \"firmName\": \"NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC\", \"city\": \"Latham\", \"state\": \"NY\", \"country\": \"United States\", \"registrationBeginDate\": \"2/21/2018\", \"registrationEndDate\": \"9/27/2019\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\"}], \"disclosureFlag\": \"N\", \"iaDisclosureFlag\": \"N\", \"disclosures\": [], \"examsCount\": {\"stateExamCount\": 1, \"principalExamCount\": 0, \"productExamCount\": 2}, \"stateExamCategory\": [{\"examCategory\": \"Series 66\", \"examName\": \"Uniform Combined State Law Examination\", \"examTakenDate\": \"2/16/2018\", \"examScope\": \"BOTH\"}], \"principalExamCategory\": [], \"productExamCategory\": [{\"examCategory\": \"SIE\", \"examName\": \"Securities Industry Essentials Examination\", \"examTakenDate\": \"10/1/2018\", \"examScope\": \"BC\"}, {\"examCategory\": \"Series 7\", \"examName\": \"General Securities Representative Examination\", \"examTakenDate\": \"11/29/2017\", \"examScope\": \"BC\"}], \"registrationCount\": {\"approvedSRORegistrationCount\": 1, \"approvedFinraRegistrationCount\": 1, \"approvedStateRegistrationCount\": 39, \"approvedIAStateRegistrationCount\": 3}, \"registeredStates\": [{\"state\": \"Alabama\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Arizona\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"California\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/3/2019\"}, {\"state\": \"Colorado\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Connecticut\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Delaware\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"2/5/2021\"}, {\"state\": \"District of Columbia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Florida\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Georgia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Hawaii\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"1/4/2022\"}, {\"state\": \"Illinois\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/3/2019\"}, {\"state\": \"Indiana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Iowa\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Kentucky\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Louisiana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"4/9/2025\"}, {\"state\": \"Maine\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"11/15/2019\"}, {\"state\": \"Maryland\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Massachusetts\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/3/2019\"}, {\"state\": \"Michigan\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/16/2020\"}, {\"state\": \"Minnesota\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/3/2019\"}, {\"state\": \"Missouri\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Montana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"1/4/2021\"}, {\"state\": \"Nevada\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"11/20/2023\"}, {\"state\": \"New Hampshire\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"8/5/2022\"}, {\"state\": \"New Jersey\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"9/5/2019\"}, {\"state\": \"New Jersey\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/16/2020\"}, {\"state\": \"New York\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/3/2019\"}, {\"state\": \"New York\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"6/14/2021\"}, {\"state\": \"North Carolina\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/3/2019\"}, {\"state\": \"Ohio\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/3/2019\"}, {\"state\": \"Oregon\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Pennsylvania\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/3/2019\"}, {\"state\": \"Rhode Island\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"South Carolina\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/3/2019\"}, {\"state\": \"Tennessee\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Texas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/3/2019\"}, {\"state\": \"Texas\", \"regScope\": \"IA\", \"status\": \"APPROVED_RES\", \"regDate\": \"10/13/2020\"}, {\"state\": \"Utah\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Vermont\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/1/2019\"}, {\"state\": \"Virginia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Washington\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2020\"}, {\"state\": \"Wisconsin\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/3/2019\"}], \"registeredSROs\": [{\"sro\": \"FINRA\", \"status\": \"APPROVED\", \"CategoriesList\": [\"Full Registration/General Securities Representative\"]}], \"brokerDetails\": {\"hasBCComments\": \"N\", \"hasIAComments\": \"N\", \"legacyReportStatusDescription\": \"Not Requested\"}}"}}]}}