{"hits":{"total":1,"hits":[{"_type":"_doc","_source":{"content":"{\"basicInformation\": {\"individualId\": 5739155, \"firstName\": \"CHARLES\", \"middleName\": \"WARREN\", \"lastName\": \"COUGHLIN\", \"otherNames\": [\"CHARLES  COUGHLIN\"], \"bcScope\": \"Active\", \"iaScope\": \"Active\", \"daysInIndustryCalculatedDate\": \"8/21/2011\"}, \"currentEmployments\": [{\"firmId\": 8174, \"firmName\": \"UBS FINANCIAL SERVICES INC.\", \"iaOnly\": \"N\", \"registrationBeginDate\": \"8/22/2011\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\", \"iaSECNumber\": \"7163\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"16267\", \"branchOfficeLocations\": [{\"displayOrder\": 1, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"branchOfficeId\": \"337551\", \"street1\": \"2000 AVENUE OF THE STARS\", \"street2\": \"12th Floor South\", \"city\": \"LOS ANGELES\", \"cityAlias\": [\"CENTURY CITY\", \"LOS ANGELES\"], \"state\": \"CA\", \"country\": \"United States\", \"zipCode\": \"90067\", \"latitude\": \"34.05775\", \"longitude\": \"-118.4138\", \"geoLocation\": \"34.05775,-118.4138\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"02/02/2023\"}]}], \"currentIAEmployments\": [{\"firmId\": 8174, \"firmName\": \"UBS FINANCIAL SERVICES INC.\", \"iaOnly\": \"Y\", \"registrationBeginDate\": \"9/21/2011\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\", \"iaSECNumber\": \"7163\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"16267\", \"branchOfficeLocations\": [{\"displayOrder\": 1, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"branchOfficeId\": \"337551\", \"street1\": \"2000 AVENUE OF THE STARS\", \"street2\": \"12th Floor South\", \"city\": \"LOS ANGELES\", \"cityAlias\": [\"CENTURY CITY\", \"LOS ANGELES\"], \"state\": \"CA\", \"country\": \"United States\", \"zipCode\": \"90067\", \"latitude\": \"34.05775\", \"longitude\": \"-118.4138\", \"geoLocation\": \"34.05775,-118.4138\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"02/02/2023\"}]}], \"previousEmployments\": [], \"previousIAEmployments\": [], \"disclosureFlag\": \"N\", \"iaDisclosureFlag\": \"N\", \"disclosures\": [], \"examsCount\": {\"stateExamCount\": 1, \"principalExamCount\": 0, \"productExamCount\": 2}, \"stateExamCategory\": [{\"examCategory\": \"Series 66\", \"examName\": \"Uniform Combined State Law Examination\", \"examTakenDate\": \"9/19/2011\", \"examScope\": \"BOTH\"}], \"principalExamCategory\": [], \"productExamCategory\": [{\"examCategory\": \"SIE\", \"examName\": \"Securities Industry Essentials Examination\", \"examTakenDate\": \"10/1/2018\", \"examScope\": \"BC\"}, {\"examCategory\": \"Series 7\", \"examName\": \"General Securities Representative Examination\", \"examTakenDate\": \"8/20/2011\", \"examScope\": \"BC\"}], \"registrationCount\": {\"approvedSRORegistrationCount\": 10, \"approvedFinraRegistrationCount\": 1, \"approvedStateRegistrationCount\": 31, \"approvedIAStateRegistrationCount\": 3}, \"registeredStates\": [{\"state\": \"Alabama\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"2/19/2026\"}, {\"state\": \"Arizona\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"11/1/2018\"}, {\"state\": \"Arkansas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"4/21/2023\"}, {\"state\": \"California\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2014\"}, {\"state\": \"California\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"8/11/2015\"}, {\"state\": \"Colorado\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2018\"}, {\"state\": \"Connecticut\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/15/2021\"}, {\"state\": \"Delaware\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2018\"}, {\"state\": \"District of Columbia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/21/2014\"}, {\"state\": \"Florida\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2014\"}, {\"state\": \"Illinois\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"11/17/2020\"}, {\"state\": \"Indiana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"11/21/2022\"}, {\"state\": \"Maryland\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2014\"}, {\"state\": \"Massachusetts\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"6/18/2018\"}, {\"state\": \"Michigan\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"4/5/2023\"}, {\"state\": \"Mississippi\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2018\"}, {\"state\": \"Nevada\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/24/2018\"}, {\"state\": \"New Hampshire\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/24/2018\"}, {\"state\": \"New Jersey\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"2/9/2021\"}, {\"state\": \"New York\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/31/2014\"}, {\"state\": \"North Carolina\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2018\"}, {\"state\": \"Ohio\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/16/2023\"}, {\"state\": \"Pennsylvania\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/11/2020\"}, {\"state\": \"Rhode Island\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/17/2025\"}, {\"state\": \"South Dakota\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2018\"}, {\"state\": \"Tennessee\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"8/29/2022\"}, {\"state\": \"Texas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/15/2014\"}, {\"state\": \"Texas\", \"regScope\": \"IA\", \"status\": \"APPROVED_RES\", \"regDate\": \"8/3/2015\"}, {\"state\": \"Utah\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/14/2021\"}, {\"state\": \"Virginia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/21/2011\"}, {\"state\": \"Virginia\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"9/21/2011\"}, {\"state\": \"Washington\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"10/24/2018\"}, {\"state\": \"West Virginia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"7/30/2018\"}, {\"state\": \"Wisconsin\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/24/2024\"}], \"registeredSROs\": [{\"sro\": \"BOX Exchange LLC\", \"status\": \"APPROVED\"}, {\"sro\": \"Cboe Exchange, Inc.\", \"status\": \"APPROVED\"}, {\"sro\": \"FINRA\", \"status\": \"APPROVED\", \"CategoriesList\": [\"Full Registration/General Securities Representative\"]}, {\"sro\": \"NYSE American LLC\", \"status\": \"APPROVED\"}, {\"sro\": \"NYSE Arca, Inc.\", \"status\": \"APPROVED\"}, {\"sro\": \"NYSE Texas, Inc.\", \"status\": \"APPROVED\"}, {\"sro\": \"Nasdaq ISE, LLC\", \"status\": \"APPROVED\"}, {\"sro\": \"Nasdaq PHLX LLC\", \"status\": \"APPROVED\"}, {\"sro\": \"Nasdaq Stock Market\", \"status\": \"APPROVED\"}, {\"sro\": \"New York Stock Exchange\", \"status\": \"APPROVED\"}], \"brokerDetails\": {\"hasBCComments\": \"N\", \"hasIAComments\": \"N\", \"legacyReportStatusDescription\": \"Not Requested\"}}"}}]}}