{"hits":{"total":1,"hits":[{"_type":"_doc","_source":{"content":"{\"basicInformation\": {\"individualId\": 6164176, \"firstName\": \"MARY\", \"middleName\": \"KATHERINE\", \"lastName\": \"HANCOCK\", \"otherNames\": [\"KATIE  HANCOCK\"], \"bcScope\": \"Active\", \"iaScope\": \"Active\", \"daysInIndustryCalculatedDate\": \"1/20/2015\"}, \"currentEmployments\": [{\"firmId\": 149777, \"firmName\": \"MORGAN STANLEY\", \"iaOnly\": \"N\", \"registrationBeginDate\": \"1/21/2015\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\", \"iaSECNumber\": \"70103\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"68191\", \"branchOfficeLocations\": [{\"displayOrder\": 1, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"branchOfficeId\": \"408483\", \"street1\": \"1470 Northbank Parkway\", \"street2\": \"Suite 280\", \"city\": \"Tuscaloosa\", \"cityAlias\": [\"TUSCALOOSA\"], \"state\": \"AL\", \"country\": \"United States\", \"zipCode\": \"35406\", \"latitude\": \"33.345952\", \"longitude\": \"-87.473363\", \"geoLocation\": \"33.345952,-87.473363\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"02/08/2013\"}]}], \"currentIAEmployments\": [{\"firmId\": 149777, \"firmName\": \"MORGAN STANLEY\", \"iaOnly\": \"Y\", \"registrationBeginDate\": \"5/4/2015\", \"firmBCScope\": \"ACTIVE\", \"firmIAScope\": \"ACTIVE\", \"iaSECNumber\": \"70103\", \"iaSECNumberType\": \"801\", \"bdSECNumber\": \"68191\", \"branchOfficeLocations\": [{\"displayOrder\": 1, \"locatedAtFlag\": \"Y\", \"supervisedFromFlag\": \"N\", \"privateResidenceFlag\": \"N\", \"branchOfficeId\": \"408483\", \"street1\": \"1470 Northbank Parkway\", \"street2\": \"Suite 280\", \"city\": \"Tuscaloosa\", \"cityAlias\": [\"TUSCALOOSA\"], \"state\": \"AL\", \"country\": \"United States\", \"zipCode\": \"35406\", \"latitude\": \"33.345952\", \"longitude\": \"-87.473363\", \"geoLocation\": \"33.345952,-87.473363\", \"nonRegisteredOfficeFlag\": \"N\", \"elaBeginDate\": \"02/08/2013\"}]}], \"previousEmployments\": [], \"previousIAEmployments\": [], \"disclosureFlag\": \"N\", \"iaDisclosureFlag\": \"N\", \"disclosures\": [], \"examsCount\": {\"stateExamCount\": 1, \"principalExamCount\": 2, \"productExamCount\": 2}, \"stateExamCategory\": [{\"examCategory\": \"Series 66\", \"examName\": \"Uniform Combined State Law Examination\", \"examTakenDate\": \"5/4/2015\", \"examScope\": \"BOTH\"}], \"principalExamCategory\": [{\"examCategory\": \"Series 10\", \"examName\": \"General Securities Sales Supervisor - General Module Examination\", \"examTakenDate\": \"3/26/2019\", \"examScope\": \"BC\"}, {\"examCategory\": \"Series 9\", \"examName\": \"General Securities Sales Supervisor - Options Module Examination\", \"examTakenDate\": \"2/18/2019\", \"examScope\": \"BC\"}], \"productExamCategory\": [{\"examCategory\": \"SIE\", \"examName\": \"Securities Industry Essentials Examination\", \"examTakenDate\": \"10/1/2018\", \"examScope\": \"BC\"}, {\"examCategory\": \"Series 7\", \"examName\": \"General Securities Representative Examination\", \"examTakenDate\": \"1/21/2015\", \"examScope\": \"BC\"}], \"registrationCount\": {\"approvedSRORegistrationCount\": 4, \"approvedFinraRegistrationCount\": 1, \"approvedStateRegistrationCount\": 53, \"approvedIAStateRegistrationCount\": 4}, \"registeredStates\": [{\"state\": \"Alabama\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"5/4/2015\"}, {\"state\": \"Alabama\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"5/4/2015\"}, {\"state\": \"Alaska\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/14/2015\"}, {\"state\": \"Arizona\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"1/11/2016\"}, {\"state\": \"Arkansas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"California\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"Colorado\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"8/17/2016\"}, {\"state\": \"Connecticut\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"Delaware\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"District of Columbia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Florida\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"Georgia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"Georgia\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"7/8/2026\"}, {\"state\": \"Hawaii\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"4/7/2016\"}, {\"state\": \"Idaho\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Illinois\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/14/2015\"}, {\"state\": \"Indiana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/20/2018\"}, {\"state\": \"Iowa\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Kansas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/14/2015\"}, {\"state\": \"Kentucky\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"Louisiana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"Maine\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Maryland\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Massachusetts\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"Michigan\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"Minnesota\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Mississippi\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"Missouri\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/14/2015\"}, {\"state\": \"Montana\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Nebraska\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Nevada\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"New Hampshire\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"New Jersey\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"New Mexico\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"4/21/2016\"}, {\"state\": \"New York\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"New York\", \"regScope\": \"IA\", \"status\": \"APPROVED\", \"regDate\": \"12/6/2022\"}, {\"state\": \"North Carolina\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/28/2015\"}, {\"state\": \"North Dakota\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Ohio\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/15/2015\"}, {\"state\": \"Oklahoma\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/14/2015\"}, {\"state\": \"Oregon\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Pennsylvania\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"4/6/2016\"}, {\"state\": \"Puerto Rico\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Rhode Island\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"South Carolina\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"South Dakota\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Tennessee\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"11/18/2015\"}, {\"state\": \"Texas\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"Texas\", \"regScope\": \"IA\", \"status\": \"APPROVED_RES\", \"regDate\": \"4/23/2020\"}, {\"state\": \"Utah\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/14/2015\"}, {\"state\": \"Vermont\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Virgin Islands\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Virginia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/23/2015\"}, {\"state\": \"Washington\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"9/28/2015\"}, {\"state\": \"West Virginia\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"8/31/2017\"}, {\"state\": \"Wisconsin\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"3/14/2019\"}, {\"state\": \"Wyoming\", \"regScope\": \"BC\", \"status\": \"APPROVED\", \"regDate\": \"12/14/2015\"}], \"registeredSROs\": [{\"sro\": \"FINRA\", \"status\": \"APPROVED\", \"CategoriesList\": [\"Full Registration/General Securities Representative\", \"General Securities Sales Supervisor\"]}, {\"sro\": \"NYSE American LLC\", \"status\": \"APPROVED\"}, {\"sro\": \"Nasdaq Stock Market\", \"status\": \"APPROVED\"}, {\"sro\": \"New York Stock Exchange\", \"status\": \"APPROVED\"}], \"brokerDetails\": {\"hasBCComments\": \"N\", \"hasIAComments\": \"N\", \"legacyReportStatusDescription\": \"Not Requested\"}}"}}]}}